SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
ONE INDEPENDENT DRIVE |
SUITE 114 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
REGENCY CENTERS CORP
[ REG ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Chairman and CEO |
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3. Date of Earliest Transaction
(Month/Day/Year) 09/21/2009
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
09/21/2009 |
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G
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15,000 |
D |
$0
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202,234 |
D |
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Common Stock |
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754 |
I |
Note
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Common Stock |
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196,528 |
I |
Note
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Common Stock |
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6,801 |
I |
Note
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Common Stock |
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160,263 |
I |
Note
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Common Stock |
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415,382 |
I |
Note
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Common Stock |
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4,000 |
I |
Note
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
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/s/ Michael B. Kirwan, Attorney-in-Fact for Martin E. Stein. Jr. |
09/22/2009 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that,
for good and valuable consideration, the sufficiency and receipt of which are
hereby acknowledged, the undersigned hereby constitutes and appoints Michael B. Kirwan, the undersigned's true and lawful attorney-in-fact to:
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(1) |
execute for and on behalf of the undersigned (in accordance with Section 16(a)
of the Securities Exchange Act of 1934, as amended, and the rules thereunder
(the Exchange Act)), in the undersigneds capacity as an
officer and/or director of Regency Centers Corporation (the Company), any
and all Forms 3, 4 and/or 5, and any amendments thereto, that are necessary
or advisable for the undersigned to file under Section 16(a) (collectively,
Documents); |
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(2) |
do and perform any and all acts for and on behalf of the undersigned that may be
necessary or desirable to complete and execute any such Documents and timely
file such Documents with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and |
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(3) |
take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-facts discretion. |
The undersigned hereby grants to
such attorney-in-fact full power and authority to do and perform any and every act and
thing whatsoever requisite, necessary or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact (or such attorney-in-facts
substitute or substitutes) shall lawfully do or cause to be done by virtue of this power
of attorney and the rights and powers herein granted. The undersigned acknowledges that
such attorney-in-fact, in serving in such capacity at the request of the undersigned, is
not assuming, nor is such attorney-in-facts substitute or substitutes assuming, any
of the undersigneds responsibilities to comply with the Exchange Act. The
undersigned agrees to defend and hold harmless such attorney-in-fact (and such
attorney-in-facts substitute or substitutes) from and against any and all loss,
damage or liability that such attorney-in-fact may sustain as a result of any action
taken in good faith hereunder.
This Power of Attorney shall remain
in full force and effect until the undersigned is no longer required to file Documents
with respect to the undersigneds holdings of and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorney-in-fact. This Power of Attorney shall be construed under the
laws of the state of Illinois, without regard to conflict of law principles.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be executed as of this 6th day of August, 2009.
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/s/ Martin E. Stein, Jr. |
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Printed Name: MARTIN E. STEIN, JR. |
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