------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002*
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/30/2002 D (1) 7,297 D $31.0000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/30/2002 D (2) 313 D $31.0000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/30/2002 A 1,370 A (3) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 01/20/1999 A 1,494 A $22.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/01/2000 F 1,472 D $22.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 01/01/2001 A 4,313 A (3) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 01/01/2001 F 17 D $23.6900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/01/2001 F 1,001 D $23.6900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/2001 M 1,299 A $19.8125 D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/2001 F 1,114 D $24.6900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/2001 M 98 A (3) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/05/2001 F 33 D $24.6900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/06/2001 M 3,652 A $21.0625 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/06/2001 F 3,295 D $26.1900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/06/2001 M 605 A (3) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/06/2001 F 321 D $26.1900 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 09/27/2001 S 1,000 D $24.7300 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 01/01/2002 A 3,665 A (3) D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 01/25/2002 F 241 D $27.1000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 M 9,900 A $25.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 F 9,203 D $28.7000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 M 10,955 A $22.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 F 9,514 D $28.7000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 M 2,946 A (4) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 F 1,222 D $28.7000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 02/07/2002 F 44 D $27.1000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 03/07/2002 S 1,500 D $28.9000 D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 03/07/2002 S 1,000 D $28.8800 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/07/2002 S 6,500 D $30.0600 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/07/2002 S 2,500 D $30.0500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 20,000 A $25.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 17,859 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 6,000 A $25.2500 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 5,358 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 2,529 A (4) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 1,048 D $30.9000 D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 1,826 A $21.0625 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 1,486 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 446 A (4) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 185 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 1,299 A $19.8125 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 1,026 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 254 A (4) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 105 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 1,114 A $24.6900 D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
- --------------------------------------------------------------------------------
1. Name and Address of Reporting Person*
Leavitt J. Christian
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
- --------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
- --------------------------------------------------------------------------------
(City) (State) (Zip)
- --------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
- --------------------------------------------------------------------------------
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
- --------------------------------------------------------------------------------
4. Statement for Month/Day/Year
September 30, 2002
- --------------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President, Secretary and Treasurer
----------------------------------------------
- --------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
- --------------------------------------------------------------------------------
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 983 D $30.9000 D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 M 121 A (4) D
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/2002 F 50 D $30.9000 39,140 D
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $31.0000 09/30/02 A 6,769 09/03/02 01/13/07 Stock 6,769 6,769 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $31.0000 09/30/02 A 841 09/03/20 01/01/06 Stock 841 841 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $26.9375 01/23/98 A 5,940 (5) 12/23/08 Stock 5,940 5,940 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $22.2500 12/15/98 A 14,607 (6) 12/15/08 Stock 14,607 14,607 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $21.0625 07/29/99 A 7,304 (6) 07/29/09 Stock 7,304 7,304 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $19.8125 12/14/99 A 5,196 (6) 12/14/09 Stock 5,196 5,196 D
- -----------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $19.8125 02/05/01 M 1,299 (6) 12/14/09 Stock 1,299 3,897 D
- -----------------------------------------------------------------------------------------------------------------------------------
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $24.6900 02/05/01 A 1,114 02/05/01 12/14/09 Stock 1,114 1,114 D
- -----------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 02/05/01 M 98 (4) Stock 98 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $21.0625 08/06/01 M 3,652 (6) 07/29/09 Stock 3,652 3,652 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $26.1900 08/06/01 A 3,295 08/06/01 07/29/09 Stock 3,295 3,295 D
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/06/01 M 605 (4) Stock 605 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $26.4000 12/14/01 A 3,054 (6) 12/14/11 Stock 3,054 3,054 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $25.2500 02/07/02 M 9,900 (6) 01/15/07 Stock 9,900 -
- ------------------------------------------------------------------------------------------------------------------------------------
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $28.7000 02/07/02 A 9,203 02/07/02 01/15/07 Stock 9,203 9,203 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $22.2500 02/07/02 M 10,955 (6) 12/15/08 Stock 10,955 3,652 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $28.7000 02/07/02 A 9,514 02/07/02 12/15/08 Stock 9,514 9,514 D
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 02/07/02 M 2,946 (4) Stock 2,946 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $25.2500 08/12/02 M 20,000 (5) 01/13/07 Stock 20,000 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $30.9000 08/12/02 A 17,859 08/12/09 01/13/07 Stock 17,859 17,859 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $25.2500 08/12/02 M 6,000 (5) 01/14/07 Stock 6,000 -
- ------------------------------------------------------------------------------------------------------------------------------------
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $30.9000 08/12/02 A 5,358 08/12/02 01/14/07 Stock 5,358 5,358 D
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/12/02 M 446 (4) Stock 446 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $21.0625 08/12/02 M 1,826 (6) 07/29/09 Stock 1,826 1,826 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $30.9000 08/12/02 A 1,486 08/12/02 07/29/09 Stock 1,486 1,486 D
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/12/02 M 2,529 (4) Stock 2,529 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $19.8125 08/12/02 M 1,299 (6) 12/14/09 Stock 1,299 2,598 D
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $30.9000 08/12/2002 A 1,026 08/12/02 12/14/09 Stock 1,026 1,026 D
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/12/02 M 254 (4) Stock 254 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $24.6900 08/12/02 M 1,114 02/05/01 12/14/09 Stock 1,114 -
- ------------------------------------------------------------------------------------------------------------------------------------
Employee
Stock Option Common
(right to buy) $30.9000 08/12/02 A 983 08/12/02 12/14/09 Stock 983 983 D
- ------------------------------------------------------------------------------------------------------------------------------------
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/12/02 M 121 (4) Stock 121 -
====================================================================================================================================
Explanation of Responses:
*In March 1998, following a merger and management restructuring, the reporting
person ceased to be designated as an executive officer. The reporting person
believed that he was no longer required to file reports under Section 16(a).
However, as a result of a recent post-Sarbanes-Oxley Act review of Section 16
compliance, the reporting person was advised that the chief accounting officer
is required to file Section 16(a) reports even though not an executive officer.
The transactions before September 30, 2002 shown on this Form 4 represent
transactions after March 1998, all of which were under the company's Long Term
Omnibus plan (e.g.,option grants and exercises), with the exception of open
market sales on three separate dates.
1. Represents shares delivered to the issuer in full payment of recourse
stock loans made by the issuer in 1994 and 1997 to enable the reporting
person to buy shares of common stock under the issuer's Long Term
Omnibus Plan. Although the loans pre-dated, and therefore would be
grandfathered under, the Sarbanes-Oxley Act of 2002 even if the
reporting person were an executive officer, the issuer's compensation
committee determined that it would be in the best interests of the
company for the executive to prepay these loans in view of the
Sarbanes-Oxley Act.
2. Represents shares delivered to issuer in full payment of income tax
liability in connection with the delivery of shares in repayment of the
stock loans.
3. Represents restricted shares (subject to vesting requirements) granted
under the Long Term Omnibus Plan.
4. Settlement of dividend equivalent units in connection with exercise of
option.
5. The options vest 25% per year beginning on the second anniversary of
grant.
6. The options vest 25% per year beginning on the first anniversary of
grant.
/s/ Foley & Lardner October 2, 2002
- --------------------------------------------- -----------------------
Foley & Lardner, as attorney-in-fact Date
for J. Christian Leavitt
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Page 2
